Wisconsin Legislature: SB475

SB475

Senate
Record of Committee Proceedings

Committee on Privacy, Electronic Commerce and Financial Institutions
Senate Bill 475
Relating to: creating an exemption from securities broker-dealer and securities agent licensing requirements.
By Senator Erpenbach and Huelsman; cosponsored by Representatives Jeskewitz, Plale and Townsend.

February 28, 2002 Referred to Committee on Privacy, Electronic Commerce and Financial Institutions.

March 5, 2002

PUBLIC HEARING HELD

Present: (3) Senators Erpenbach, S. Fitzgerald and Kanavas.

Absent: (2) Senators Jauch and Plache.

Appearances for

· Senator Jon Erpenbach

· Patty Struck, DFI

Appearances against

· None.

Appearances for Information Only

· None.

Registrations for

· Secretary Jack Kundert, DFI

Registrations against

· None.

March 11, 2002

EXECUTIVE SESSION (polling)

Present: (0)

Absent: (0)

Moved by Senator Erpenbach that

Senate Bill 475

be recommended for passage.

Ayes: (5) Senators Erpenbach, Jauch, Plache, S. Fitzgerald and Kanavas.

Noes: (0) None.

Absent: (0) None.

PASSAGE RECOMMENDED(polling), Ayes 5, Noes 0, Absent 0

Committee Clerk