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Administration, 551.51
Administrative assessments, 551.605
Administrative files, 551.64
Administrator, transactions, exempt, 551.23 (6)
Advertising, regulation, 551.53
Advisory activities, fraud, 551.44
Agents, licensing procedure, 551.32
  Licensing requirements, exceptions, 551.31 (2)
  Post-licensing provisions, 551.33
American stock exchange securities, exempt, 551.22 (7)
Application to take-over offers, 552.25
Banks, licensing, 551.31 (5)
Broker-dealers, fees for licenses, 551.52 (2)
  Fraudulent activities, 551.43
  Licensing procedure, 551.32
  Licensing requirements, exception, 551.31 (1), (1m)
  Post-licensing provisions, 551.33
  Securities, exempt, 551.22 (14)
Burden of proof, 551.24 (2)
Canadian securities, exempt, 551.22 (2)
Chapter, scope, 551.66
Civil liabilities, 551.59
Commercial paper, exempt, 551.22 (9)
Commodity futures, exempt, 551.22 (15)
Common carrier securities, exempt, 551.22 (6)
Conservator, transactions, exempt, 551.23 (6)
Contribution notes, exempt, 551.22 (16)
Cooperative corporation securities, exempt, 551.22 (12)
Credit union securities, exempt, 551.22 (5)
Criminal liability, 551.58
Dealers' trading transactions, exempt, 551.23 (3)
Debt securities issued on conversion of stock to mutual insurance corporation, exempt, 551.22 (16)
Definitions, 551.02
Executor, transactions, exempt, 551.23 (6)
Exemption proceedings, 551.24
Exempt securities, 551.22
  Unlawful representations, 551.55
Exempt transactions, 551.23
  Unlawful representations, 551.55
Federal bank securities, exempt, 551.22 (3)
Federal credit union securities, exempt, 551.22 (5)
Federal savings and loan association securities, exempt, 551.22 (4)
Federal savings bank securities, exempt, 551.22 (4)
Fees and expenses, 551.52
Files, administrative, 551.64
Filings, misleading, 551.54
Forms, 551.63
Fraudulent practices, 551.41 to 551.44
Guardian, transactions, exempt, 551.23 (6)
Hearings, 551.56 (1) (d), 551.61
How cited, 551.01
Illegal sales, remedies, 551.59
Injunctions, 551.57
  Stay commissioner's orders, 551.62
Insurance corporations, regulation of securities, 611.31
Insurance fraternals, regulation of securities, 614.31
Insurance service corporations, regulation of securities, 613.31
Investigations by commissioner, 551.56
Investment advisers, licensing procedure, 551.32
  Licensing requirements, 551.31 (3)
  Post-licensing provisions, 551.33
Investment contracts, exempt, 551.22 (10)
Investor education, 551.605
Judicial review, 551.61
Judicial sales, exempt transactions, 551.23 (6)
Liability for violations, 551.59
Licenses, denial, 551.34
  Expiration dates, 551.31 (4)
  Procedure, 551.32
  Register, 551.64 (2)
  Requirements, exceptions, 551.31
  Revocation, 551.34
  Suspension, 551.34
Market manipulation, civil liabilities, 551.59 (3)
  Fraudulent practice, 551.42
Midwest stock exchange securities, exempt, 551.22 (7)
Misleading filings, 551.54
New York stock exchange securities, exempt, 551.22 (7)
Nonissuer transaction, exempt, 551.23 (1), (2)
Notice, exemption proceedings, 551.24 (6)
Opinions, 551.64
Orders, 551.63
Penalties, 551.58
Pledgee (bona fide) transactions, exempt, 551.23 (7)
Powers of commissioner, 551.60
Public service corporation securities, exempt, 551.22 (6)
Public utility holding company securities, exempt, 551.22 (6)
Public utility securities, exempt, 551.22 (6)
Purchaser's remedies, 551.59
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